-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, IcQxgqkBfph8VXPVwv0CJG+kpgrHfqyQSSdrgtkcSgDd17iFR88BGzXZMduZ8kBX CDDT6g3QedDoYuuerk3o7A== 0000020212-95-000005.txt : 19950601 0000020212-95-000005.hdr.sgml : 19950601 ACCESSION NUMBER: 0000020212-95-000005 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950531 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHURCHILL DOWNS INC CENTRAL INDEX KEY: 0000020212 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-RACING, INCLUDING TRACK OPERATION [7948] IRS NUMBER: 610156015 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-30865 FILM NUMBER: 95543762 BUSINESS ADDRESS: STREET 1: 700 CENTRAL AVE CITY: LOUISVILLE STATE: KY ZIP: 40208 BUSINESS PHONE: 5026364400 MAIL ADDRESS: STREET 2: 700 CENTRAL AVENUE CITY: LOUIVILLE STATE: KY ZIP: 40208 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEEKER THOMAS H CENTRAL INDEX KEY: 0000943971 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-RACING, INCLUDING TRACK OPERATION [7948] STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 700 CENTRAL AVE CITY: LOUISVILLE STATE: KY ZIP: 40208 BUSINESS PHONE: 5026364400 MAIL ADDRESS: STREET 2: 700 CENTRAL AVENUE CITY: LOUIVILLE STATE: KY ZIP: 40208 SC 13D/A 1 SCHEDULE 13-D AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Churchill Downs Incorporated - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, No Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 171484 10 8 - -------------------------------------------------------------------------------- (CUSIP Number) Thomas H. Meeker, Alexander M. Waldrop, Senior Vice President, Churchill Downs Incorporated General Counsel and Secretary 700 Central Avenue Churchill Downs Incorporated Louisville, KY 40208 700 Central Avenue (502)636-4400 Louisville, KY 40208 (502)636-4400 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 28, 1995 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|. Check the following box if a fee is being paid with this statement [ ]. 13D 171484 10 8 PAGE 2 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON ABC Partnership S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 9,065 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 9,065 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 9,065 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .2% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 PN ========================================================================= 13D 171484 10 8 PAGE 3 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Bank One Lexington, NA, as a Co-Trustee u/w A.B. Hancock, deceased (1972), as Co-Trustee u/w Agnes Clay Pringle and as Co-Trustee under Trust Agreement Nancy Clay Hancock and as Co-Trustee under Trust Agreement Waddell Hancock, II S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Kentucky - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 108,210 See Appendix II ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 108,210 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 108,210 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.9% - ----------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 BK ========================================================================= 13D 171484 10 8 PAGE 4 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON John W. Barr, III S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 2,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 2,000 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 2,000 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .1% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 5 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Shauna Bidwill Valenzuela S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 1,550 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 1,550 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 1,550 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than .05% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 6 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Catesby M. Clay, as an individual and as Co-Trustee under Trust u/w J.N. Camden, deceased (1942), as a Co-Trustee under Trust Agreement of J.N. Camden, and as Co-Trustee under Trust u/w Agnes Clay Pringle S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 3,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 43,630 See Appendix II ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 3,000 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 43,630 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 46,630 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.2% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN and OO ========================================================================= 13D 171484 10 8 Page 7 of 51 ========================================================================= 1 NAME OF REPORTING PERSON Jim Clay, as a Co-Trustee under Trust u/w J.N. Camden, deceased (1942), and as a Co-Trustee under Trust Agreement of J.N. Camden S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 32,680 See Appendix II ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 32,680 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 32,680 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .9% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 OO ========================================================================= 13D 171484 10 8 PAGE 8 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON James G. Kennan, III, as a Co-Trustee under Trust u/w J.N. Camden, deceased (1942) and as a Co-Trustee under Trust Agreement of J.N. Camden S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 32,680 See Appendix II ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 32,680 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 32,680 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .9% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 OO ========================================================================= 13D 171484 10 8 PAGE 9 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON McColl Pringle, as a Co-Trustee u/w Agnes Clay Pringle, deceased (1984) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 10,950 See Appendix II ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 10,950 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 10,950 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .3% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 OO ========================================================================= 13D 171484 10 8 PAGE 10 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON William S. Farish S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 43,280 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 43,280 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 43,280 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.1% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 11 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON J. David Grissom S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 10,050 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 10,050 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 10,050 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .3% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 12 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Nancy Clay Hancock, as Co-Trustee u/w A.B. Hancock, deceased (1972) and as Co-Trustee under Trust Agreement of Nancy Clay Hancock S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 97,295 See Appendix II ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 97,295 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 97,295 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .3% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 OO ========================================================================= 13D PAGE 13 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Seth W. Hancock, as an individual, and as a Co-Trustee under Trust u/w A.B. Hancock, deceased (1972), as a Co- Trustee under Trust Agreement of Nancy Clay Hancock and as Co-Trustee under Trust Agreement of Waddell W. Hancock, II S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 36,500 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 106,325 See Appendix II ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 36,500 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 106,325 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 142,825 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.8% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN and OO ========================================================================= 13D 171484 10 8 PAGE 14 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Waddell W. Hancock, as Co-Trustee u/w A.B. Hancock, deceased (1972) S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 79,200 See Appendix II ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 79,200 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 79,200 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.1% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 OO ========================================================================= 13D 171484 10 8 PAGE 15 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Waddell W. Hancock, II, as a Co-Trustee, A.B. Hancock, deceased (1972), and as Co-Trustee under Trust Agreement of Waddell W. Hancock, II S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 97,295 See Appendix II ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 97,295 See Appendix II - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 97,295 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.6% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 OO ========================================================================= 13D 171484 10 8 PAGE 16 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Louis J. Herrmann, Jr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 40,065 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 40,065 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 40,065 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.1% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 17 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Frank B. Hower, Jr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 1,040 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 1,040 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 1,040 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than .05% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 18 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Stanley F. Hugenberg, Jr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 3,670 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 3,670 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 3,670 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .1% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 Page 19 of 51 ========================================================================= 1 NAME OF REPORTING PERSON Harriet S. Jones S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 10,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 10,000 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 10,000 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .3% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 Page 20 of 51 ========================================================================= 1 NAME OF REPORTING PERSON Mina Jones Cox S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 8,570 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 8,570 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 8,570 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .2% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 21 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Edna Veeneman Lewis S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 5,660 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 5,660 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 5,660 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .1% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 22 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON W. Bruce Lunsford S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 100,030 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 90,030 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 10,000 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 100,030 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 2.6% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 23 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON W. Bruce Lunsford Foundation, Inc. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Kentucky - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER -0- ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 10,000 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 10,000 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .3% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 CO ========================================================================= 13D 171484 10 8 PAGE 24 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Thomas H. Meeker S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 29,437 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 29,437 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 29,437 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .8% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 25 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Carl F. Pollard S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 73,040 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 73,040 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 73,040 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 1.9% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 26 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Robert Veeneman S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 4,280 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 4,280 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 4,280 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .1% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 Page 27 of 51 ========================================================================= 1 NAME OF REPORTING PERSON Wells Family Partnership S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 210,530 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 210,530 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 210,530 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.6% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 PN ========================================================================= 13D 171484 10 8 Page 28 of 51 ========================================================================= 1 NAME OF REPORTING PERSON Wells Foundation, Inc. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Kentucky - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 22,400 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 22,400 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 22,400 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 .6% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 CO ========================================================================= 13D 171484 10 8 PAGE 29 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON Mary Louise Whitney S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 128,000 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 128,000 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 128,000 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.4% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 PAGE 30 OF 51 ========================================================================= 1 NAME OF REPORTING PERSON William T. Young S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS Not Applicable - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 114,660 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER -0- ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 114,660 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 114,660 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 3.0% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= 13D 171484 10 8 Page 31 of 51 ========================================================================= 1 NAME OF REPORTING PERSON Charles W. Bidwill, Jr. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON - ------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (A) [X] (B) [ ] - ------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - ------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) [ ] - ------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF SHARES 220,340 BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ----------------------------------------------------------- 8 SHARED VOTING POWER 2,919 ----------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 220,340 ----------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 2,919 - ------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 223,259 - ------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - ------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 5.9% - ------------------------------------------------------------------------- TYPE OF REPORTING PERSON 14 IN ========================================================================= Page 32 of 51 This Amendment No. 1 to the Schedule 13D, dated April 18, 1995 (the "Schedule 13D"), which was filed with the Securities and Exchange Commission on April 25, 1995 by certain Reporting Persons and relates to the shares of common stock, no par value (the "Shares") of Churchill Downs Incorporated (the "Company"), hereby amends Items 2, 3, 4 and 5 of the Schedule 13D. Unless otherwise indicated, all capitalized terms used but not defined herein shall have the meaning as set forth in the Schedule 13D. The Schedule 13D was filed by certain Reporting Persons who beneficially owned as of April 18, 1995, 1,196,146 Shares or approximately 31.5% of the shares outstanding and amended and restated in its entirety any Schedule 13D which may be deemed to have been filed by such persons with the Securities and Exchange Commission with respect to Shares on April 25, 1995. Item 2 IDENTITY AND BACKGROUND. This Amendment is filed by the individuals and in the capacities described in Appendix I hereto and by certain other stockholders described in Appendix I hereto, and constitutes a filing as a group by such persons (hereinafter collectively referred to as the "Reporting Persons"). Since the filing of the Schedule 13D, Robert Veeneman has become a Reporting Person by executing the Agreement. On April 28, 1995, Charles W. Bidwill, Jr. purchased 1,000 Shares at a purchase price of $43.50 per share. On April 28, 1995, William S. Farish purchased 18,000 Shares at a purchase price of $40.00 per share. Appendix II attached hereto has been revised to state the number of Shares currently owned by the Reporting Persons. The Reporting Persons now hold or have an interest in the aggregate of 1,219,426 Shares, representing, as of the date hereof, approximately 32.1% of the Shares outstanding and shares beneficially owned but not outstanding with respect to the Reporting Persons. The Third Supplemental Stockholder Agreement was entered into among the Reporting Persons and was effective as of April 18, 1995 (the "Agreement"). The names, residence or business addresses and present principal occupation or employment, and the name, principal business and address of any corporation or other organization where such employment is conducted, of the Reporting Persons, are set forth in Appendix I attached hereto and incorporated herein by reference. Each of the Reporting Persons who are individuals is a citizen of the United States of America. During the past five years, none of the Reporting Persons [i] has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or [ii] has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. The persons making this filing are doing so because they may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Act"), by reason of their having executed the Agreement (filed as Exhibit 1 to the Schedule 13D and incorporated herein by reference). Except as expressly stated herein, each of the Reporting Persons filing this Statement disclaims beneficial ownership of the Shares beneficially owned by any other Reporting Person or any other person. The Attorney-in-Fact appointed by each Reporting Person under the Agreement disclaims beneficial ownership of the Shares beneficially owned by any of the Page 33 of 51 Reporting Persons. Information with respect to each of the Reporting Persons is given solely by such Reporting Person and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person. Item 3 SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Charles W. Bidwill, Jr. purchased 1,000 Shares at a total price of $43,500.00. The source of funds was personal funds. William S. Farish purchased 18,000 Shares at a total price of $720,000.00. The source of funds was personal funds. Item 4 PURPOSE OF TRANSACTION. Certain of the Reporting Persons and certain other stockholders of the Company originally entered into a Stockholder Agreement as of May 2, 1984. A Supplemental Stockholder Agreement was subsequently entered into by certain of such persons on March 25, 1985; a Second Supplemental Stockholder Agreement was entered into by certain of such persons as of May 8, 1990; and an Amended Second Supplemental Stockholder Agreement was entered into by certain of such persons as of January 7, 1992. Schedule 13Ds were previously filed with regard to the execution of these Stockholder Agreements, along with amendments to said Schedule 13Ds. The original Stockholder Agreement had a term of two years and expired in May 1986. The Supplemental Stockholder Agreement had a term of five years and expired on May 2, 1990. The Second Supplemental Stockholder Agreement had a term of five years. As of January 7, 1992, the Second Supplemental Stockholder Agreement was terminated by consent of the holders of two-thirds (2/3) of the shares subject to such agreement who simultaneously entered into the Amended Second Supplemental Stockholder Agreement. The Amended Second Supplemental Stockholder Agreement provided that it would remain in effect until May 5, 1995, unless terminated by the written consent of the holders of two-thirds (2/3) of the shares of stock subject to such agreement. By execution of the Agreement, the Amended Second Supplemental Stockholder Agreement was terminated by consent of the holders of two-thirds (2/3) of the shares subject to such agreement who simultaneously entered into the Agreement. Each of the original Stockholder Agreement, the Supplemental Stockholder Agreement, the Second Supplemental Stockholder Agreement and the Amended Second Supplemental Stockholder Agreement provided that the signatories to such agreements could not sell or otherwise transfer any interest in their Shares except in certain limited situations. Although the Company has not received any offers at this time to purchase its Shares, in executing the Agreement certain of the Reporting Persons were concerned that there may be potential interest in acquiring assets or stock of the Company. The Reporting Persons have entered into the Agreement for the purpose of providing for liquidity in regard to the Shares and providing for a longer term whereby control of the Shares is maintained, through a right of first refusal in the Company, and then within the group constituting the Reporting Persons. Although no plan or proposal presently exists among the Reporting Persons as a group to purchase additional Shares, a Reporting Person's right to do so is not restricted under the Agreement. In addition, under the terms of the Agreement, which provide for a right of first refusal in the Company, and then within the group constituting the Reporting Persons, it is contemplated that at some point, by operation of the Agreement, the number of Shares held by the Reporting Persons individually will change although such changes will not affect the amount held by all Reporting Persons. Page 34 of 51 Charles W. Bidwill, Jr. and William S. Farish, respectively, purchased additional Shares for investment purposes. None of the Reporting Persons has any present plans or proposals which relate to or would result in [a] the acquisition by any person of additional securities of the issuer, or the disposition of securities of the issuer; [b] an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; [c] a sale or transfer of a material amount of assets of the issuer or any of its subsidiaries; [d] any change in the present Board of Directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the Board; [e] any material change in the present capitalization or dividend policy of the issuer; [f] any other material change in the issuer's business or corporate structure; [g] changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; [h] causing a class of securities of the issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; [i] a class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or [j] any action similar to any of those enumerated above. Each of the Reporting Persons reserves the right to formulate such plans or proposals, and to take such action, with respect to any or all of the foregoing matters and any other matters as such Reporting Person may determine. Although certain of the Reporting Persons are directors and/or executive officers of the Company, each Reporting Person has executed the Agreement solely in such Reporting Person's capacity as a stockholder of the Company. The Company, through its Board of Directors, has approved the Agreement for the purpose of making the Company a third party beneficiary to the Agreement. Page 35 of 51 Item 5 INTEREST IN SECURITIES OF THE ISSUER. (a) As of April 28, 1995, the Reporting Persons beneficially owned 1,219,426 Shares or approximately 32.1% of the 3,783,318 Shares outstanding at such date and shares beneficially owned but not outstanding with respect to the Reporting Persons. The number of beneficially owned shares includes 16,900 Shares issuable to a Reporting Person under currently exercisable options and 717 Shares issuable to a Reporting Person under the Company's Incentive Compensation Plan. (b) Information with respect to the beneficial ownership of Shares by each of the Reporting Persons is set forth in Appendix II hereto, revised as of April 28, 1995, which is incorporated herein by reference. Each of the Reporting Persons assumes no responsibility for the accuracy or completeness of Appendix II except as it relates to the beneficial ownership of the Shares disclosed therein of such Reporting Person. (c) Since April 18, 1995, the following transactions have been effected which have not previously been reported on an amended Schedule 13D: (i) on April 26, 1995, Robert Veeneman became a Reporting Person and 4,280 Shares beneficially owned by Mr. Veeneman became subject to the Agreement; (ii) on April 28, 1995, William S. Farish purchased 18,000 Shares at $40.00 per share in a privately negotiated transaction; and (iii) on April 28, 1995, Charles W. Bidwill, Jr. purchased 1,000 Shares at $43.50 per share in a privately negotiated transaction. (d) Except as set forth in Item 5(b), no persons other than the Reporting Persons have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, any Shares beneficially owned by such Reporting Persons. (e) Not Applicable. Page 36 of 51 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. May 31, 1995 By /S/Thomas H. Meeker -------------------------------------------------- Thomas H. Meeker,* Attorney-in-Fact on behalf of each of the Reporting Persons listed on Appendices I and II. * Pursuant to Paragraph 14 of the Third Supplemental Stockholder Agreement, each Reporting Person has authorized Thomas H. Meeker as Attorney-in-Fact to sign on behalf of such Reporting Person any document which that Attorney-in-Fact believes may be required to be filed. Evidence of the authority to sign on behalf of each of the Reporting Persons has been retained in the files of the Company. Page 38 of 51 EXHIBIT INDEX PAGE Exhibit 1 - Form of Third Supplemental Stockholder Previously filed as Agreement dated as of April 18, 1995 Exhibit 1 to Schedule 13D filed on April 25, 1995 APPENDIX I (as of April 28, 1995) IDENTITY AND BACKGROUND OF REPORTING PERSON. The name, residence or business address and present principal occupation or employment, and the name, principal business and address of any corporation or other organization in which such employment is conducted, of each Reporting Person is set forth below:
RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT John W. Barr III 2000 Brown & Williamson Tower Retired; Former Chairman, Louisville, KY 40202 National City Bank, Kentucky (bank holding company) Charles W. Bidwill, Jr. Sportsman's Park Race Track President and General Manager, 3301 Laramie Avenue National Jockey Club (operator Cicero, IL 60650 of Sportsman's Park Race Track) Catesby W. Clay 200 West Vine Street Chairman, Kentucky River Coal Suite 8K Corporation (coal land lessor); Lexington, KY 40507 President, Runnymede Farm, Inc. (thoroughbred breeding) William S. Farish Lane's End Farm President, W.S. Farish & Company 100 United Drive, Suite 3A (trust management company); Versailles, KY 40383 Owner, Lane's End Farm J. David Grissom 400 West Market Street Chairman, Mayfair Capital Suite 2510 (private investment firm) Louisville, KY 40202 Seth W. Hancock c/o Claiborne Farm Partner and Manager, Claiborne Farm; P. O. Box 150 President, Hancock Farms, Inc. Paris, KY 40361 Louis J. Herrmann, Jr. 340 Byrne Avenue Owner, Louis Herrmann Auto Louisville, KY 40217 Consultant Incorporated Frank B. Hower, Jr. 339A Mockingbird Valley Road Retired; Former Chairman, Louisville, KY 40207 Liberty National Bancorp, Inc. (bank holding company) and Liberty National Bank & Trust Company of Louisville Stanley F. Hugenberg, Jr. 1913 Fortside Circle President, Jackantom Sales Fort Mitchell, KY 41011 Company (manufacturer's representative) Harriet S. Jones c/o Hermitage Farm, Inc. Housewife P. O. Box 40 Goshen, KY 40026 Mina Jones Cox 4600 Tingle Lane Housewife Louisville, KY 40077 W. Bruce Lunsford 3300 Providian Center Chairman, President and Chief Louisville, KY 40202 Executive Officer, Vencor, Inc. (intensive care hospitals and nursing homes) Thomas H. Meeker Churchill Downs President of the Company Incorporated 700 Central Avenue Louisville, KY 40208 Carl F. Pollard Hermitage Farm Owner, Hermitage Farm P. O. Box 40 Goshen, KY 40026 Edna Veeneman Lewis 16 Brownsboro Hill Rd. Housewife Louisville, KY 40207 Robert Veeneman 4710 Gleason Avenue Self-employed (real estate Sarasota, FL 34242 leasing) Mary Louise Whitney 40 Geyser Road Housewife Saratoga Springs, NY 12866 William T. Young P.O. Box 1110 Chairman of the Board, W.T. Lexington, KY 40502 Young, Inc. (warehousing, thoroughbred horses) Shauna Bidwill Valenzuela 2424 Myrtle Avenue Housewife Hermosa Beach, CA 90254
The following lists the corporations, partnerships and trusts that are Reporting Persons.
TRUSTEES U/W J.N. CAMDEN DECEASED 1942 -- CATESBY M. CLAY, JIM CLAY AND JAMES G. KENNAN, III RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Catesby W. Clay 200 West Vine Street Chairman, Kentucky River Coal Suite 8K Corporation; President, Lexington, KY 40507 Runnymede Farm, Inc. Jim Clay P.O. Box l97 Farmer Paris, KY 4036l James G. Kennan, III 200 West Vine Street President and Chief Executive Suite 8K Officer, Kentucky River Coal Lexington, KY 40507 Corporation
TRUSTEES U/TRUST AGREEMENT J.N. CAMDEN -- CATESBY M. CLAY, JIM CLAY AND JAMES G. KENNAN III. See above for information with respect to name, residence or business address, and present principal occupation or employment. Each of Messrs. Clay, Clay and Kennan is a United States citizen and during the last five years, none of them [i] has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
TRUSTEES U/W A.B. HANCOCK, DECEASED 1972 -- SETH W. HANCOCK, WADDELL W. HANCOCK, NANCY CLAY HANCOCK, WADDELL W. HANCOCK, II AND BANK ONE, LEXINGTON, NA RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Seth W. Hancock c/o Claiborne Farm Partner and Manager, P.O. Box 150 Claiborne Farm; President, Paris, KY 40361 Hancock Farms, Inc. Waddell W. Hancock P.O. Box 150 Vice-President, Hancock Paris, KY 40361 Farms, Inc. Nancy Clay Hancock P.O. Box 150 Treasurer, Hancock Farms, Inc. Paris, KY 40361 Waddell W. Hancock, II P.O. Box 150 Director of Marketing and Public Paris, KY 40361 Relations, Hancock Farms, Inc.
[a] NAME: Bank One, Lexington, NA [b] BUSINESS ADDRESS: 201 East Main Street, Lexington, KY 40507 [c] PRINCIPAL BUSINESS: Bank [d] STATE OF ORGANIZATION: Kentucky
DIRECTORS OF BANK ONE, LEXINGTON, NA RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Laura S. Babbage 3174 Custer Drive Chief Executive Officer, Lexington, KY 40502 Urgent Treatment Center Gary D. Bello 727 Mallard Bay President, Clark Material Lexington, KY 40502 Handling Co. Steven H. Caller 343 Waller Avenue President, Investors Building Suite 100 Corporation Lexington, KY 40504 Alex G. Campbell, Jr. P.O. Box 223 Investments Lexington, KY 40584 Jeanne Marie Dawahare 1400 Vine Center Director of Special Projects, Lexington, KY 40507 Greenebaum, Doll & McDonald A.W. Givens P.O. Box 2120 Chairman of the Board, Clay-Ingels Lexington, KY 40594 Co., Inc. William C. Greely P.O. Box 1690 President, Keeneland Lexington, KY 40592 Association Louis L. Haggin, III Sycamore Farm Manager, Sycamore Farm 2981 Shannon Run Road Versailles, KY 40383 William R. Hartman 201 East Main Street Chairman and CEO, Bank One, Lexington, KY 40507 Lexington, NA John M. McDonald, III P.O. Box 55487 President and CEO, Brock-McVey Lexington, KY 40555 Company John Newton One Quality Street Chairman of the Board, Lexington, KY 40507 President and CEO, Kentucky Utilities Company L. Frank Sadler 5997 Winchester Road Real Estate Developer, Lexington, KY 40509 Frank Sadler Developer Alvin T. Stolen, III 201 E. Main Street President, Bank One, Lexington, KY 40507 Lexington, NA William B. Sturgill 1256 Old Frankfort Pike President, East Kentucky Lexington, KY 40504 Investment Co., Inc. Dr. Lee T. Todd, Jr. 3191 Nicholasville Road President and Chief Executive Suite 600 Officer, Data-Beam Corp. Lexington, KY 40503 William H. Wilson 4817 Chaffey Lane Deputy Executive Director Lexington, KY 40515 for Marketing, Kentucky Educational Television William T. Young, Jr. P.O. Box 1110 Chairman of the Board, Lexington, KY 40589 W. T. Young Co., Inc.
EXECUTIVE OFFICERS OF BANK ONE (Who are not directors of Bank One) RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Frank Eckerd 201 East Main Street Senior Vice President and Chief Lexington, KY 40507 Credit Officer, Bank One, Lexington, NA Roy Eon 201 East Main Street Senior Vice President, Lexington, KY 40507 Bank One, Lexington, NA Robert J. Heiple 201 East Main Street Executive Vice President, Lexington, KY 40507 Bank One, Lexington, NA David A. Tillery 201 East Main Street Senior Vice President, Lexington, KY 40507 Bank One, Lexington, NA Glenn D. Leveridge 201 East Main Street Executive Vice President, Lexington, KY 40507 Bank One, Lexington, NA Charles D. Christy 201 East Main Street Senior Vice President and Lexington, KY 40507 Chief Financial Officer, Bank One, Lexington, NA George R. Sims 201 East Main Street Senior Vice President, Lexington, KY 40507 Director of Human Resources, Bank One, Lexington, NA Susan K. Stout 201 East Main Street Executive Vice President, Lexington, KY 40507 Bank One, Lexington, NA Richard Lyon 201 East Main Street Vice President and Secretary, Lexington, KY 40507 Bank One, Lexington, NA
Each of Mr. Hancock, Mr. Hancock, Ms. Hancock and Mr. Hancock is a United States citizen and during the last five years, none of them [i] has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ABC PARTNERSHIP (a) Name: ABC Partnership (b) Business Address: c/o Claiborne Farm, P.O. Box 150, Paris, KY 40361 (c) Principal Business: Investments, primarily in equine businesses (d) State of Organization: Kentucky GENERAL PARTNERS OF ABC PARTNERSHIP
RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Seth W. Hancock c/o Claiborne Farm Partner and Manager, P.O. Box 150 Claiborne Farm; President, Paris, KY 40361 Hancock Farms, Inc. Nancy Clay Hancock P.O. Box 150 Treasurer, Hancock Farms, Inc. Paris, KY 40361 Waddell W. Hancock, II P.O. Box 150 Director of Marketing and Paris, KY 40361 Public Relations Hancock Farms, Inc.
Each of Mr. Hancock, Ms. Hancock and Mr. Hancock is a United States citizen and during the last five years, none of them [i] has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. WELLS FAMILY PARTNERSHIP (a) Name: Wells Family Partnership (b) Business Address: 4350 Brownsboro Road, Louisville, KY 40207 (c) Principal Business: Holder of Shares of Churchill Downs Incorporated (d) State of Organization: Kentucky GENERAL PARTNERS OF THE WELLS FAMILY PARTNERSHIP
RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Darrell R. Wells 4350 Brownsboro Road General Partner, Security Louisville, KY 40207 Management Company (investments) Louis Crawford Wells 4350 Brownsboro Road Restaurant Management Louisville, KY 40207 Wayne H. Wells 4350 Brownsboro Road Real Estate Executive Louisville, KY 40207 Y. Peyton Wells, III 4350 Brownsboro Road Restaurant Management Louisville, KY 40207 Bryant C. Wells 5202 Tomahawk Road Investments Louisville, KY 40207
Darrell R. Wells is the Managing Partner of the Wells Family Partnership. Mr. Wells is a United States citizen and during the last five years, he has not [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. WELLS FOUNDATION, INC. (a) Name: Wells Foundation, Inc. (b) Business Address: 4350 Brownsboro Road, Louisville, KY 40207 (c) Principal Business: Charitable Foundation (d) State of Organization: Kentucky TRUSTEES AND EXECUTIVE OFFICERS OF THE WELLS FOUNDATION, INC.
RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Darrell R. Wells 4350 Brownsboro Road General Partner, Security Louisville, KY 40207 Management Company Louis Crawford Wells 4350 Brownsboro Road Restaurant Management Louisville, KY 40207
All of the trustees and executive officers of the Wells Foundation, Inc. are citizens of the United States. During the last five years, Mr. Darrell R. Wells has not [i] been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. TRUSTEES U/W OF AGNES CLAY PRINGLE DECEASED 1984 -- CATESBY M. CLAY, MCCOLL PRINGLE AND BANK ONE, LEXINGTON, NA. See above for information with respect to Bank One, Lexington, NA.
RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Catesby W. Clay 200 West Vine Street Chairman, Kentucky River Coal Suite 8K Corporation; President, Lexington, KY 40507 Runnymede Farm, Inc. McColl Pringle 46 Legare Street Retired Charleston, S.C. 29401
Each of Messrs. Clay and Pringle is a United States citizen and during the last five years, neither of them [i] has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. TRUSTEES U/TRUST AGREEMENT NANCY CLAY HANCOCK -- BANK ONE, LEXINGTON, NA, SETH W. HANCOCK AND NANCY CLAY HANCOCK. See above for information with respect to Bank One, Lexington, NA.
RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Seth W. Hancock c/o Claiborne Farm Partner and Manager, Claiborne P.O. Box 150 Farm; President, Hancock Farms, Paris, KY 40361 Inc. Nancy Clay Hancock P.O. Box 150 Treasurer, Hancock Farms, Inc. Paris, KY 40361
Each of Mr. Hancock and Ms. Hancock is a United States citizen and during the last five years, neither of them [i] has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. TRUSTEES U/TRUST AGREEMENT WADDELL WALKER HANCOCK, II --BANK ONE, LEXINGTON, NA, SETH W. HANCOCK AND WADDELL W. HANCOCK, II. See above for information with respect to Bank One, Lexington, NA.
RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT Seth W. Hancock c/o Claiborne Farm Partner and Manager, P.O. Box 150 Claiborne Farm; President, Paris, KY 40361 Hancock Farms, Inc. Waddell W. Hancock, II P.O. Box 150 Director of Marketing and Paris, KY 40361 Public Relations, Hancock Farms, Inc.
Each of Mr. Hancock and Mr. Hancock is a United States citizen and during the last five years, neither of them [i] has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities law or finding any violation with respect to such laws. W. BRUCE LUNSFORD FOUNDATION, INC. [a] NAME: W. Bruce Lunsford Foundation, Inc. [b] BUSINESS ADDRESS: 3300 Providian Center, Louisville, KY 40202 [c] PRINCIPAL BUSINESS: Charitable contributions [d] STATE OF ORGANIZATION: Kentucky
RESIDENCE PRESENT PRINCIPAL NAME OR BUSINESS ADDRESS OCCUPATION OR EMPLOYMENT W. Bruce Lunsford 3300 Providian Center Chairman, President and Chief Louisville, KY 40202 Executive Officer, Vencor, Inc. (intensive care hospitals and nursing homes) Maria M. Livering 3300 Providian Center Director of Administrative Services, Louisville, KY 40202 Vencor, Inc.(intensive care hospitals and nursing homes) June C. King 3300 Providian Center Assistant General Counsel, Vencor, Louisville, KY 40202 Inc.
All of the directors and executive officers of W. Bruce Lunsford Foundation, Inc. are citizens of the United States and during the last five years, none of the directors or executive officers of W. Bruce Lunsford Foundation, Inc. [i] have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) nor [ii] been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and, as a result of such proceeding, was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. APPENDIX II NUMBER OF SHARES BENEFICIALLY OWNED (revised as of April 28, 1995)
SOLE SHARED SOLE SHARED AGGREGATE PERCENT VOTING VOTING DISPOSITIVE DISPOSITIVE NUMBER OF NAME OF BENEFICIAL OWNER POWER POWER POWER POWER OF SHARES CLASS ABC Partnership (1) 9,065 -- 9,065 -- 9,065 .2 John W. Barr III 2,000 -- 2,000 -- 2,000 .1 Charles W. Bidwill, Jr. (7) 220,340 2,919 220,340 2,919 223,259 5.9 Shauna Bidwill Valenzuela(7) 1,550 -- 1,550 -- 1,550 * Catesby W. Clay 3,000 -- 3,000 -- 3,000 .1 Catesby Clay, Jim Clay and -- 9,380 -- 9,380 9,380 .2 James G. Kennan, III, Co-Trustees u/w J.N. Camden, deceased 1942(2) Catesby Clay, Jim Clay and -- 23,300 -- 23,300 23,300 .6 James G. Kennan, III, Co-Trustees u/agreement w/J.N. Camden(3) Catesby Clay, McColl -- 10,950 -- 10,950 10,950 .3 Pringle and Bank One, Lexington, NA Co-Trustees u/w Agnes Clay Pringle, deceased 1984 William S. Farish 43,280 -- 43,280 -- 43,280 1.1 J. David Grissom 10,050 -- 10,050 -- 10,050 .3 Bank One, Lexington, NA, -- 79,200 -- 79,200 79,200 2.1 Seth W. Hancock, Waddell W. Hancock, Nancy Clay Hancock and Waddell W. Hancock, II Co-Trustee u/w A.B. Hancock, deceased 9/14/72 Seth W. Hancock, -- 9,030 -- 9,030 9,030 .2 Nancy Clay Hancock and Bank One, Lexington, NA u/agreement Nancy Clay Hancock Seth W. Hancock, -- 9,030 -- 9,030 9,030 .2 Waddell W. Hancock, II and Bank One, Lexington, NA u/agreement Waddell Walker Hancock, II Seth W. Hancock 36,500 -- 36,500 -- 36,500 1.0
SOLE SHARED SOLE SHARED AGGREGATE PERCENT VOTING VOTING DISPOSITIVE DISPOSITIVE NUMBER OF NAME OF BENEFICIAL OWNER POWER POWER POWER POWER OF SHARES CLASS Louis J. Herrmann, Jr. 40,065 -- 40,065 -- 40,065 1.1 Frank B. Hower Jr. 1,040 -- 1,040 -- 1,040 * Stanley F. Hugenberg, Jr. 3,670 -- 3,670 -- 3,670 .1 Harriet S. Jones 10,000 -- 10,000 -- 10,000 .3 Mina Jones Cox 8,570 -- 8,570 -- 8,570 .2 Edna Veeneman Lewis 5,660 -- 5,660 -- 5,660 .1 W. Bruce Lunsford 100,030 -- 90,030 10,000 100,030 2.6 W. Bruce Lunsford Foundation, Inc. -- -- -- 10,000 -- Thomas H. Meeker(3) 29,437 -- 29,437 -- 29,437 .8 Carl F. Pollard 73,040 -- 73,040 -- 73,040 1.9 Robert Veeneman 4,280 -- 4,280 -- 4,280 .1 Wells Family 210,530 -- 210,530 -- 210,530 5.5 Partnership(4) Wells Foundation, Inc. 22,400 -- 22,400 -- 22,400 .6 Mary Louise Whitney(5) 128,000 -- 128,000 -- 128,000 3.4 William T. Young 114,660 -- 114,660 -- 114,660 3.0 TOTAL 1,219,426 32.1(6) * Less than .05 percent (1) A general partnership formed under Kentucky law in which the partners are Seth A. Hancock, Waddell W. Hancock, II and Nancy Clay Hancock. (2) Held of record by CINAG, as nominee. (3) The total shares of Thomas H. Meeker include 16,900 shares not issued, but which are issuable upon exercise of certain stock options held by Mr. Meeker, and 717 shares issuable to Mr. Meeker under the Company's Incentive Compensation Plan. (4) A general partnership formed under Kentucky law in which the partners are Darrell R. Wells, Louis Crawford Wells, Wayne H. Wells, Y. Peyton Wells, III, and Bryant C. Wells. (5) Held of record by Kingsley & Co., as nominee. (6) Based on total outstanding shares of 3,783,318 and shares beneficially owned but not outstanding with respect to a Reporting Person. See Note 3 above. (7) The 1,550 shares held by Shauna Bidwill Valenzuela are included in the aggregate number of shares held by Charles W. Bidwill, Jr.
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